AS-1 — Assurance Before Scale

Control Type: Pre-expansion proof gate
Status: Ready now
Intent: Prevent scaling systems that have not demonstrated responsible behavior under pressure


Purpose

AS-1 ensures that systems are proven safe enough before they are expanded, rather than corrected after harm occurs.

This control exists to answer a simple question:

Have we earned the right to scale this system?

Scaling multiplies impact. AS-1 ensures that proof precedes amplification.


Use When

  • expanding an AI system to new users, geographies, or capabilities
  • increasing autonomy, speed, or authority
  • integrating a system into core workflows
  • moving from pilot → production → broad rollout

What This Control Requires

Before scale, the system must demonstrate:

  • Pressure-aware behavior (HPC-1-A completed)
  • Correct Stop Ladder responses (SL-1)
  • Valid escalation paths (HPC-2)
  • Clear authority boundaries (HPC-3)
  • Evidence continuity for prior decisions (HPC-5)

Proof must be documented and reviewable.


Pass / Fail

PASS → scale may proceed
FAIL → scale is blocked until remediation


Output

  • Assurance record (PASS / FAIL)
  • Linked evidence artifacts
  • Named owner authorizing scale